Seale Capital, Inc. is committed to protecting the interests of our clients in the event of a business disruption. The Business Continuity Plan summary below details how we will respond to events that significantly disrupt our business.

Our business plan addresses all areas affected by a business disruption of any type: data backup and recovery, financial and operational systems and assessments, alternative communications with clients, employees and regulators, as well as critical suppliers and banks, and alternate physical location of employees if necessary. Our plan is designed to enable the firm to recover quickly and restore business operations as quickly as possible, safeguard our employees and property, protect the firm’s books and records and assure our clients prompt service.

In the event of a disaster in our offices or geographical area, there should be minimal disruption in service, and recovery will begin on local computer hardware as quickly as possible given the events. All critical financial application and data files are backed up remotely. In the event of a disruption, we plan to begin recovery immediately and notify clients how to contact us through our Web site www.sealecapital.com.

If you have questions regarding our Business Continuity Plan, you may contact us at www.sealecapital.com.

The plan is subject to change without notice. In the event that the Business Continuity Plan summary is modified, the updated document will be available at www.sealecapital.com.